Dubai
Work Type: Full Time
We are looking for someone passionate about building the next big thing and
making a true impact in the region.
Key Responsibilities:
* Administering Relevant Policies & Procedures - Review and advise on areas of regulatory change and applicable best practices in the region and update the relevant manuals and procedures as necessary.
* Liaising with Regulators - Maintain close liaison with the relevant regulatory bodies and obtain any necessary licenses, and consents, make ad hoc notifications, file periodic regulatory returns, and provide information upon request.
* Provision of Advice & Support - Review any marketing materials and make the necessary AML/KYC checks in a timely manner to ensure compliance with regulatory requirements. Provide guidance and advice to the Board and senior management on any local regulatory matters.
* Compliance Monitoring and Management Reporting - Conducting quarterly compliance monitoring and surveillance, reporting to the Board and senior management on the appropriateness and effectiveness of the Firm's systems and controls, and implementing any required. enhancements.
* Record Keeping - Maintain proper records in relation to Controllers, senior management apportionment, authorized individuals, breaches, fitness and propriety, complaints, training and competence, conflicts identification and management, communications and marketing, client-related documentation, regulatory returns, notifications made, DFSA correspondence and individuals' declarations and undertakings.
* Filing of Regulatory Returns - Preparation and filing of all DFSA-required reports.
* Due Diligence and Monitoring - Preparation Monitor and review transactions to identify and report suspicious activity. Additionally, conduct risk assessments and due diligence on clients and business partners.
Competencies
* Knowledgeable and comfortable with DFSA's rulebook.
* Attention to detail and strong analytical skills.
* Excellent written and verbal communication skills.
Nice-to-have
* Experience with retail clients.
* Certified Anti-Money Laundering Specialist (ACAMS).
* DFSA approved CO/MLRO.
Benefits
* Market-standard compensation;
* Generous Employee Stock Ownership Plan in line with our belief that our employees should be owners of the company and not just contributors;
* You'll never have to pay for our premium paid plans ;)
* Being part of a founding team building something revolutionary in FinTech in the region.
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#### **Education: Diploma / Degree** #### **Experience: 2-3 Years** #### **Location: Jebel Ali, Dubai** #### **Key Skills: Verbal & Written Communication, Organised, Pro-Active, Team-Player**