Compliance Assistant- Sharjah

؜ - ؜الشارقة ؜ -

تفاصيل الوظيفة

Compliance Assistant- Sharjah
‎10,000 - ‎15,000 AED per month
Open to candidates outside of the UAE


Our client a leading law firm in the Middle East with a large presence across
the GCC region is seeking a Compliance Assistant. The role will be split
working from home and the office in Sharjah. The main objective of this role
is to review the clients KYC documents before opening client matters, due
diligence checks, updated KYC records etc.


Duties Include:



  • Managing the Compliance & Quality Intranet pages

  • Understanding client structures and advise on KYC/CDD requirements, carrying out risk assessments

  • Reviewing and identify possible and positive matches and determining risk rating pursuant to the company policies and procedures

  • Carrying out google searches on all potential clients and related parties

  • Escalating potential matches to the Compliance Manager (KYC) or Head of AML

  • Timely completion of all client-level due diligence requirements at the onset and renewal of client relationships. As part of this process, provide feedback on Group policies and procedures pertaining to KYC/AML, the required legal documents and process to on-board a client, and that for maintaining client relationships in active status on an ongoing basis

  • Following-up on pending KYC for dedicated offices/departments, ensuring appropriate due diligence is requested and obtained

  • Discussing and escalating to the Compliance Manager (KYC) complex issues surrounding client types and structures, legal services and other AML risk-related issues

  • Approving the opening of clients and matters on Elite where the client and legal service are considered standard risk

  • Contributing to projects aimed at improving compliance knowledge across the company

  • Managing the vendor's assessment process


YOU ARE


To be successful in this role you must have experience working Compliance
ideally within a law firm.


SKILLS



  • Advanced Microsoft Office Suite skills

  • Meticulous attention to detail

  • Highly proficient in analytical, written and verbal communications

  • Team player

  • Excellent organisational skills

  • Personable, loyal, professional

  • Strong attention to detail and a fast learner

ملخص الوظيفة

  • المُعلن : clearlysecretarialjobs.co.uk
  • تاريخ الإعلان : 01/05/2022
  • نوع العمل : -
  • مستوى الخبرة : -
  • المستوى التعليمي : -
  • مكان العمل : الشارقة
  • الراتب : 10,000 د.إ
  • الهاتف : -

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