Assistant Manager- Compliance Testing - ( 21000021 )
Description
Job Purpose
Responsible for monitoring bank's compliance with laws, ministerial
resolutions and applicable regulatory instructions
Job Accountabilities
Perform independent assessment to the bank respective divisions / business
functions and validate the level of compliance within the bank
Help in the execution of internal compliance review plan and obtain bank's
status on compliance adherence
Conduct independent assessments of regulatory compliance of departments /
divisions (as planned)
Ensuring the regulatory non compliances are reported to the appropriate level
of management on a timely basis
Ensure that Bank's staff understand and are aware of compliance and that they
are aware of the compliance requirements as they relate to their respective
operations
Make recommendations whenever necessary in order that laws & regulations or
supervisory requirements are being complied with
Establish prompt mechanisms for reporting and resolving non-compliance to laws
and regulations or supervisory requirements
Review of all new products prior to sending for regulatory authorities'
approval, follow-up and meet the regulator to resolve the outstanding issues,
if any (as appropriate)
Build a regulatory compliance function in line with CBK & CMA requirements
Development of compliance framework for Gulf Bank.
Qualifications
Education & Qualification
Bachelor's degree
Knowledge
Good knowledge of banking industry and compliance management
Experience
3 - 5 years experience in Banking industry
Primary Location : Kuwait
Job : Mid Level Jobs
Organization : Compliance & Disclosure
Full-time
Day Job
Job Posting : Sep 11, 2022, 7:01:26 AM
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