Compliance Surveillance Manager - GSC Cairo

Principal responsibilities

• Performance of daily trade and communications surveillance across business lines in the MSS, GB and CMB business.


• Expertise needed to detect regulatory compliance risk from investigative and surveillance work.


• To test the adequacy of controls in place within surveillance space.


• To escalate regulatory and internal breaches in order that appropriate action can be undertaken to rectify.


• Performing ad-hoc trading reviews. Scope of report to include trends and analysis / out of the norm trading activity.


• Foster a close relationship with the Regulatory Compliance and Financial Crime Teams


• Foster a good relationship with exchanges and regulators.


• Assist in the development of automated surveillance systems, to improve the efficiency and reduction of false positives.


• Assisting team members with the implementation and roll-out of a new surveillance / market abuse monitoring tool.


• User Acceptance Testing (UAT) of new automated surveillance tests. Providing detailed analysis and test scripts.


• Knowledge of the Market Abuse Regulation is essential.


• An interest in financial markets and in particular, financial market regulation is essential.


• Knowledge of various asset classes is essential.


• Timely production of high quality Management Information (MI).


• Ad-hoc Regulatory Compliance work i.e. Bloomberg message retrievals, listening to dealer board telephone calls.,


• Assisting Global and Regional Surveillance with any model development, governance/framework planning, and global enhancement projects.
  Customers / Stakeholders


• MSS, GB and CMB business and Compliance teams.


• MENAT Head of Surveillance
  Requirements
  Requirements
  What you will need to succeed in the role:


• Strong interpersonal skills and experience of working effectively within a small team.


• Knowledge of financial markets products (FX, Fixed Income, Equities and debt Capital Markets)


• Ability to understand trade and electronic/Voice communications and analyse these for the detection of potential Market Abuse.


• Ability to handle escalated issues and take these forward with Senior Management.


• Product Knowledge.


• Knowledge of how financial markets and financial institutions operate.


• Knowledge of and passion for financial markets.


• Strong report writing skills.


• Knowlwege of Market Abuse legislation and overseas regualtions an advantage.


• Ability to support decisions with sound reasoning.


• Ability to clearly articulate business and regulatory implications of analysis and findings.


• Strong interpersonal skills with the ability to communicate effectively with both RC and Business Management.


• Ambition to enhance compliance knowledge and skillset in a rapidly changing and dynamic markets environment.


• Ability to use and quickly adapt to technological resources available for surveillance activities.
  What additional skills will be good to have?


• Actively contribute towards building a strong Compliance and financial / non financial operational risk control structure within the team.


• Keeping up to date with general Compliance and Regulatory Compliance knowledge and gaining successful pass marks for knowledge sample assessments.

You 'll achieve more when you join HSBC. *
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origin, veteran status, etc., We consider all applications based on merit and
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Issued By* HSBC Electronic Data Processing (India) Private LTD
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